Wade, John Howard
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2017-04-18 | 2017-08-29 | Rep | Advising on securities | 2017-04-18 | 2017-08-29 | Rep | Dealing in securities | 2017-04-18 | 2017-08-29 | RO | Advising on corporate finance | 2017-08-29 | 2019-09-20 | RO | Advising on securities | 2017-08-29 | 2019-09-20 | RO | Dealing in securities | 2017-08-29 | 2019-09-20 |
| 2 | NATIXIS ASIA LIMITED | Rep | Advising on securities | 2014-10-06 | 2017-01-18 | Rep | Dealing in securities | 2014-10-06 | 2017-01-18 | Rep | Advising on securities | 2020-10-06 | Rep | Dealing in securities | 2020-10-06 |
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