Sun, Jia (SFC:BOL365) 孫佳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CLSA LIMITED | Rep | Advising on securities | 2019-06-11 | 2020-05-15 |
2 | Dongxing Securities (Hong Kong) Asset Management Company Limited | Rep | Advising on securities | 2020-12-02 | 2021-10-26 | Rep | Asset management | 2021-07-07 | 2021-10-26 |
3 | Morningstar Investment Management Asia Limited | Rep | Advising on securities | 2021-11-23 | 2022-03-02 |
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