Kwan, Kin Kwok 關建國
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Anuenue Securities Limited | Rep | Dealing in securities | 2020-07-15 | 2021-01-19 | Rep | Advising on securities | 2020-12-08 | 2021-07-16 | RO | Dealing in securities | 2021-01-19 | 2022-01-17 | RO | Advising on securities | 2021-07-16 | 2022-01-17 |
| 2 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2015-02-13 | 2016-03-11 |
| 3 | CMB International Securities Limited | Rep | Dealing in securities | 2014-10-08 | 2014-12-18 |
| 4 | M SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2016-03-21 | 2018-08-01 | RO | Dealing in securities | 2018-08-01 | 2020-01-31 |
| 5 | PINSEN INTERNATIONAL (HONG KONG) LIMITED | RO | Advising on securities | 2023-10-25 | RO | Dealing in securities | 2023-10-25 |
| 6 | YONXI Securities Limited | RO | Advising on securities | 2022-01-27 | 2022-08-31 | RO | Dealing in securities | 2022-01-27 | 2022-08-31 |
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