Xie, Yi (SFC:BOL641) 謝溢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2019-06-17 | 2020-06-06 | Rep | Dealing in futures contracts | 2019-09-13 | 2020-06-06 |
| 2 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2019-06-17 | 2020-06-06 | Rep | Dealing in futures contracts | 2019-09-13 | 2020-06-06 |
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