Wang, Ruizhi (SFC:BOL901) 王睿智
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2019-06-18 | 2021-03-12 | Rep | Advising on securities | 2019-06-18 | 2021-03-12 |
| 2 | CLSA LIMITED | Rep | Advising on securities | 2019-06-18 | 2021-03-12 | Rep | Dealing in securities | 2019-06-18 | 2021-03-12 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2021-05-14 | 2023-11-16 | Rep | Advising on securities | 2021-05-14 | 2023-11-16 | Rep | Dealing in securities | 2021-05-14 | 2023-11-16 |
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