Tan, Xianrong 譚顯榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Changjiang Asset Management (HK) Limited | Rep | Advising on securities | 2019-06-19 | 2019-07-12 | Rep | Asset management | 2019-06-19 | 2019-07-12 | RO | Advising on securities | 2019-07-12 | 2019-09-22 | RO | Asset management | 2019-07-12 | 2019-09-22 |
| 2 | Changjiang Corporate Finance (HK) Limited | Rep | Advising on corporate finance | 2019-06-19 | 2019-07-12 | RO | Advising on corporate finance | 2019-07-12 | 2019-09-22 |
| 3 | Changjiang Futures (HK) Limited | Rep | Advising on futures contracts | 2019-06-19 | 2019-07-12 | Rep | Dealing in futures contracts | 2019-06-19 | 2019-07-12 | RO | Advising on futures contracts | 2019-07-12 | 2019-09-22 | RO | Dealing in futures contracts | 2019-07-12 | 2019-09-22 |
| 4 | Changjiang Securities Brokerage (HK) Limited | Rep | Advising on futures contracts | 2019-06-19 | 2019-07-12 | Rep | Advising on securities | 2019-06-19 | 2019-07-12 | Rep | Dealing in futures contracts | 2019-06-19 | 2019-07-12 | Rep | Dealing in securities | 2019-06-19 | 2019-07-12 | RO | Advising on futures contracts | 2019-07-12 | 2019-09-22 | RO | Advising on securities | 2019-07-12 | 2019-09-22 | RO | Dealing in futures contracts | 2019-07-12 | 2019-09-22 | RO | Dealing in securities | 2019-07-12 | 2019-09-22 |
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