Ng, Ka Yin (SFC:BOD346) 吳嘉燕
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMB International Securities Limited | Rep | Dealing in securities | 2021-02-19 | |
| 2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2020-03-09 | 2021-01-22 |
| 3 | I WIN SECURITIES LIMITED | Rep | Dealing in securities | 2019-06-19 | 2020-02-28 |
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