Wu, Shuk Ching (SFC:BOM052) 胡淑清
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMB INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-07-02 | |
| 2 | CMB International Securities Limited | Rep | Advising on securities | 2021-07-02 | Rep | Dealing in securities | 2021-07-02 |
| 3 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2019-06-20 | 2021-06-10 |
| 4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2019-06-20 | 2021-06-10 | Rep | Advising on securities | 2020-03-26 | 2021-06-10 |
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