Zhao, Peilin (SFC:BOM281) 趙沛霖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2019-06-24 | 2022-06-10 | UBS SECURITIES ASIA LIMITED | Rep | 2022-09-13 | UBS SECURITIES HONG KONG LIMITED | Rep | 2022-09-13 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2019-06-24 | 2022-06-10 | Credit Suisse Securities (Hong Kong) Limited | Rep | 2020-02-13 | 2022-06-10 | UBS SECURITIES ASIA LIMITED | Rep | 2022-09-13 | UBS SECURITIES HONG KONG LIMITED | Rep | 2022-09-13 |
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