Macfarlane, Richard James
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BestEx Asia Limited | RO | Dealing in securities | 2017-01-17 | 2019-02-01 | Rep | Dealing in securities | 2019-02-01 | 2020-09-02 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2014-10-20 | 2016-02-24 | Rep | Automated trading services | 2014-10-20 | 2016-02-24 | Rep | Dealing in futures contracts | 2014-10-20 | 2016-02-24 | Rep | Dealing in securities | 2014-10-20 | 2016-02-24 |
| 3 | Vantage Capital Markets HK Limited | Rep | Dealing in securities | 2020-09-18 | 2021-01-13 | RO | Dealing in securities | 2021-01-13 | 2022-08-12 |
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