Sit, Hau Yi 薛巧宜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | GLOBAL MASTERMIND ASSET MANAGEMENT LIMITED | Rep | Asset management | 2017-07-31 | 2020-10-14 |
2 | GLOBAL MASTERMIND FUTURES LIMITED | Rep | Dealing in futures contracts | 2018-06-04 | 2020-10-14 |
3 | GLOBAL MASTERMIND SECURITIES LIMITED | Rep | Advising on securities | 2017-07-31 | 2022-10-12 | Rep | Dealing in securities | 2017-07-31 | 2022-10-12 |
4 | Hao Tian Asset Management Limited | Rep | Asset management | 2017-02-15 | 2017-05-27 |
5 | Hao Tian International Futures Limited | Rep | Dealing in futures contracts | 2016-11-16 | 2017-05-27 |
6 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2015-11-26 | 2016-04-21 |
7 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2014-10-22 | 2016-04-21 | Rep | Leveraged foreign exchange trading | 2015-11-26 | 2016-04-21 |
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