Chung, Tommy Ki Fung 鍾奇峰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI Securities Company Limited | Rep | Advising on securities | 2016-10-07 | 2017-07-03 | Rep | Dealing in securities | 2016-10-07 | 2017-07-03 |
| 2 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2014-10-23 | 2016-09-29 | Rep | Dealing in securities | 2014-10-23 | 2016-09-29 |
| 3 | ICBC Asset Management (Global) Company Limited | Rep | Advising on securities | 2018-08-22 | 2019-08-01 | Rep | Asset management | 2018-08-22 | 2019-08-01 |
| 4 | ICBC Credit Suisse Asset Management (International) Company Limited | Rep | Dealing in securities | 2018-05-09 | 2018-07-24 | Rep | Advising on securities | 2018-05-16 | 2018-07-24 | Rep | Asset management | 2018-05-16 | 2018-07-24 |
| 5 | Pulun International Asset Management Limited | Rep | Asset management | 2019-09-05 | 2023-12-29 |
| 6 | Pulun International Securities Limited | Rep | Advising on securities | 2019-09-05 | 2023-12-29 | Rep | Dealing in securities | 2019-09-05 | 2023-12-29 |
| 7 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2017-08-08 | 2018-03-08 |
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