Li, Pui 李培
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2014-10-23 | 2015-07-26 |
| 2 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2014-10-23 | 2015-07-26 |
| 3 | Huarong International Securities Limited | Rep | Dealing in futures contracts | 2016-02-02 | 2016-04-12 | Rep | Dealing in securities | 2016-02-02 | 2016-04-12 |
| 4 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-08-04 | 2016-01-10 | Rep | Dealing in securities | 2015-08-04 | 2016-01-10 | Rep | Advising on securities | 2023-02-07 | Rep | Dealing in securities | 2023-02-07 |
| 5 | Mason Futures Limited (HK) | Rep | Dealing in futures contracts | 2016-04-20 | 2017-05-19 |
| 6 | Mason Securities Limited | Rep | Dealing in securities | 2016-04-20 | 2017-05-19 |
| 7 | VICTORY SECURITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2017-06-09 | 2018-07-17 | Rep | Dealing in securities | 2017-06-09 | 2018-07-17 | Rep | Asset management | 2017-07-07 | 2018-07-17 |
| 8 | ZHONGRONG PT SECURITIES LIMITED | Rep | Dealing in securities | 2018-08-13 | 2019-03-04 | Rep | Dealing in futures contracts | 2018-08-13 | 2019-08-01 | RO | Advising on securities | 2019-03-04 | 2023-01-15 | RO | Dealing in securities | 2019-03-04 | 2023-01-15 | RO | Advising on futures contracts | 2019-08-01 | 2023-01-15 | RO | Dealing in futures contracts | 2019-08-01 | 2023-01-15 |
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