Yuen, Ching Ngai 阮政毅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | Dealing in securities | 2022-08-26 | 2023-12-29 |
| 2 | Changjiang Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2024-03-15 | |
| 3 | CSC FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2022-05-10 | 2022-08-15 | Rep | Dealing in securities | 2022-05-10 | 2022-08-15 |
| 4 | FIRST SHANGHAI FUTURES LIMITED | Rep | Dealing in futures contracts | 2020-05-08 | 2020-07-23 |
| 5 | FIRST SHANGHAI SECURITIES LIMITED | Rep | Dealing in securities | 2020-05-08 | 2020-07-23 |
| 6 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2019-07-08 | 2020-05-03 |
| 7 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2019-07-08 | 2020-05-03 |
| 8 | Rich Bay Securities Limited | Rep | Dealing in futures contracts | 2020-10-29 | 2022-04-22 | Rep | Dealing in securities | 2020-10-29 | 2022-04-22 |
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