Tong, Kin Tung 湯建東
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2023-06-28 | Rep | Dealing in securities | 2023-06-28 |
| 2 | China Securities (International) Brokerage Company Limited | Rep | Dealing in futures contracts | 2021-06-17 | 2023-06-23 | Rep | Dealing in securities | 2021-06-17 | 2023-06-23 |
| 3 | CN FIRST INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2019-07-09 | 2021-06-03 | Rep | Dealing in securities | 2021-03-24 | 2021-06-03 |
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