Wu, Shuo (SFC:BEL223) 武碩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMBC ASSET MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2024-01-16 | Rep | Asset management | 2024-01-16 |
| 2 | CNCB (Hong Kong) Capital Limited | Rep | Asset management | 2022-10-28 | 2023-03-31 | Rep | Advising on securities | 2022-10-28 | 2023-12-15 | RO | Asset management | 2023-03-31 | 2023-12-15 |
| 3 | HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on futures contracts | 2014-11-05 | 2022-09-16 | Rep | Advising on securities | 2014-11-05 | 2022-09-16 | Rep | Asset management | 2014-11-05 | 2022-09-16 |
| 4 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2014-11-05 | 2020-12-09 | Rep | Advising on securities | 2014-11-05 | 2020-12-09 | Rep | Asset management | 2014-11-05 | 2020-12-09 | Rep | Advising on futures contracts | 2021-12-23 | 2022-09-01 | Rep | Advising on securities | 2021-12-23 | 2022-09-01 | Rep | Asset management | 2021-12-23 | 2022-09-01 |
| 5 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Advising on securities | 2014-11-05 | 2022-09-16 | Rep | Asset management | 2014-11-05 | 2022-09-16 | Rep | Dealing in securities | 2020-06-04 | 2022-09-16 |
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