Shum, Wing Yip 沈永業

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 DAKIN CAPITAL LIMITED Rep Advising on corporate finance 2016-02-01 2018-04-19
2 Grande Capital Limited Rep Advising on corporate finance 2018-04-23 2018-06-25
RO Advising on corporate finance 2018-06-25
Rep Dealing in securities 2022-12-12
3 MESSIS CAPITAL LIMITED Rep Advising on corporate finance 2014-11-10 2016-01-18

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