Wan, Li (SFC:BOO731) 万力
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Advising on securities | 2022-04-07 | Rep | Advising on corporate finance | 2022-04-07 | 2022-07-19 | Rep | Dealing in securities | 2022-04-07 | 2022-07-27 | RO | Dealing in securities | 2022-07-27 |
| 2 | TFI Capital Limited | Rep | Advising on corporate finance | 2021-10-04 | 2022-02-15 |
| 3 | TFI Securities and Futures Limited | Rep | Dealing in securities | 2021-08-26 | 2022-02-15 |
| 4 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2019-07-17 | 2021-08-05 |
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