Tai, Kevin 戴自沛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2014-11-11 | 2014-12-04 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2015-02-17 | 2017-04-22 | Rep | Dealing in securities | 2015-02-17 | 2017-04-22 |
| 3 | MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | Rep | Advising on securities | 2018-01-15 | 2020-12-01 | Rep | Asset management | 2018-01-15 | 2020-12-01 | RO | Dealing in securities | 2019-06-06 | 2020-12-01 |
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