Chen, Xiangyu (SFC:BEM067) 陳翔雨
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMB International Capital Limited | Rep | Advising on corporate finance | 2015-11-10 | 2021-07-14 | Rep | Dealing in securities | 2015-11-10 | 2021-07-14 | RO | Advising on corporate finance | 2021-07-14 | RO | Dealing in securities | 2021-07-14 |
| 2 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2014-11-13 | 2015-05-16 |
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