Li, Ning (SFC:BEM063) 李宁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Donghai International Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2016-07-26 | 2018-05-24 | Rep | Asset management | 2016-07-26 | 2018-05-24 |
| 2 | Dongxing Securities (Hong Kong) Asset Management Company Limited | Rep | Advising on securities | 2018-07-06 | 2019-08-31 | Rep | Asset management | 2018-07-06 | 2019-08-31 | RO | Advising on securities | 2023-07-10 | RO | Asset management | 2023-07-10 |
| 3 | Dongxing Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2020-11-20 | |
| 4 | SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Advising on corporate finance | 2014-11-14 | 2016-06-08 |
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