Wang, Mo (SFC:BEM821) 王沫
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Advising on corporate finance | 2015-11-16 | 2017-05-21 | Rep | Dealing in securities | 2015-11-16 | 2017-05-21 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on corporate finance | 2022-06-07 | Rep | Dealing in securities | 2022-06-07 |
| 3 | HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2017-06-14 | 2021-05-04 |
| 4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2017-06-14 | 2021-05-04 |
| 5 | Octal Capital Limited | Rep | Advising on corporate finance | 2014-11-17 | 2015-11-14 | Rep | Dealing in securities | 2014-11-17 | 2015-11-14 |
| 6 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2021-08-20 | 2022-02-23 |
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