Pfeuti, Roland
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASIA CLIMATE PARTNERS HONG KONG LIMITED | RO | Advising on securities | 2016-06-30 | 2016-08-18 | RO | Dealing in securities | 2016-06-30 | 2016-08-18 | Rep | Advising on securities | 2016-08-18 | 2016-11-30 | Rep | Dealing in securities | 2016-08-18 | 2016-11-30 |
| 2 | Robeco Hong Kong Limited | Rep | Advising on securities | 2014-11-17 | 2016-06-29 | Rep | Asset management | 2014-11-17 | 2016-06-29 | Rep | Dealing in securities | 2014-11-17 | 2016-06-29 |
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