Tse, Siu Hung (SFC:BOM816) 謝兆鴻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CNI Securities Group Limited | Rep | Dealing in securities | 2019-07-25 | 2020-02-14 |
| 2 | DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2023-08-02 | 2024-04-06 |
| 3 | DELTA ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2023-08-02 | 2024-04-06 |
| 4 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2020-07-15 | 2021-07-10 |
| 5 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2020-03-05 | 2021-07-10 |
| 6 | KGI ASIA LIMITED | Rep | Dealing in securities | 2021-07-20 | 2023-02-19 |
| 7 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2021-07-20 | 2023-02-19 |
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