Niu, Zhixiang 牛之祥
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CAITONG INTERNATIONAL CAPITAL CO., LIMITED | Rep | Advising on corporate finance | 2022-09-19 | Rep | Dealing in securities | 2022-09-19 |
2 | LIGHTCONE ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2021-12-08 | 2022-07-31 | Rep | Asset management | 2021-12-08 | 2022-07-31 |
3 | Parchment Capital Limited | Rep | Advising on securities | 2019-07-30 | 2019-09-25 | Rep | Asset management | 2019-07-30 | 2019-09-25 |
4 | Parchment Investment Limited | Rep | Dealing in securities | 2019-07-30 | 2019-09-25 |
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