Worthington, Robert Charles
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Goldman Sachs Asset Management (Hong Kong) Limited | Rep | Dealing in securities | 2024-01-15 | |
| 2 | JPMorgan Asset Management (Asia Pacific) Limited | Rep | Advising on securities | 2014-11-20 | 2017-06-27 | Rep | Asset management | 2014-11-20 | 2017-06-27 |
| 3 | JPMorgan Funds (Asia) Limited | Rep | Dealing in securities | 2014-11-20 | 2017-06-27 |
| 4 | UBS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2017-08-07 | 2020-07-07 | Rep | Asset management | 2017-08-07 | 2020-07-07 | Rep | Dealing in securities | 2017-08-07 | 2020-07-07 | RO | Advising on securities | 2020-07-07 | 2022-01-07 | RO | Asset management | 2020-07-07 | 2022-01-07 | RO | Dealing in securities | 2020-07-07 | 2022-01-07 |
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