Liu, Xiaoji 劉小吉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Chiyu International Capital Limited | Rep | Advising on corporate finance | 2019-07-15 | 2019-08-28 | Rep | Advising on securities | 2019-07-15 | 2019-08-28 | Rep | Dealing in securities | 2019-07-15 | 2019-08-28 | RO | Advising on securities | 2019-08-28 | RO | Dealing in securities | 2019-08-28 | RO | Advising on corporate finance | 2019-08-28 | 2023-02-14 |
| 2 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2017-09-13 | 2019-03-08 | Rep | Dealing in securities | 2017-09-13 | 2019-03-08 | Rep | Dealing in futures contracts | 2017-12-13 | 2019-01-02 | Rep | Advising on corporate finance | 2019-01-02 | 2019-03-08 |
| 3 | NATIXIS ASIA LIMITED | Rep | Advising on securities | 2017-03-08 | 2017-05-19 | Rep | Dealing in securities | 2017-03-08 | 2017-05-19 |
| 4 | SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2014-11-21 | 2017-01-01 |
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