Shen, Kaiying (SFC:BOR276) 沈開穎
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2025-02-17 | Rep | Dealing in securities | 2025-02-17 |
| 2 | Mirae Asset Securities (HK) Limited | Rep | Advising on corporate finance | 2019-08-01 | 2023-05-04 | Rep | Dealing in securities | 2019-08-01 | 2023-08-04 | RO | Advising on corporate finance | 2023-05-04 | 2023-08-04 |
| 3 | Sun Hung Kai Capital Partners Limited | Rep | Dealing in securities | 2023-08-30 | 2024-09-24 | Rep | Advising on securities | 2023-09-27 | 2024-09-24 | Rep | Asset management | 2024-05-20 | 2024-09-24 |
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