Shum, Shuk Yee 沈淑怡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Crosby Securities Limited | Rep | Advising on securities | 2022-07-06 | Rep | Dealing in securities | 2022-07-06 |
| 2 | Greenfield Asset Management Limited | Rep | Advising on securities | 2014-11-24 | 2016-11-04 | Rep | Asset management | 2014-11-24 | 2016-11-04 |
| 3 | GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | Advising on securities | 2019-06-24 | 2022-06-24 | Rep | Dealing in securities | 2019-06-24 | 2022-06-24 |
| 4 | OKASAN INTERNATIONAL (ASIA) LIMITED | Rep | Advising on securities | 2016-11-21 | 2018-09-01 | Rep | Dealing in securities | 2016-11-21 | 2018-09-01 |
| 5 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2018-10-19 | 2019-06-08 | Rep | Dealing in securities | 2018-10-19 | 2019-06-08 |
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