Ho, Siu Wai (SFC:BOP905) 何肇瑋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2022-01-28 | 2023-09-04 | Rep | Dealing in securities | 2022-01-28 | 2023-09-04 | Rep | Dealing in futures contracts | 2022-03-08 | 2023-09-04 |
| 2 | Leonteq Securities (Hong Kong) Limited | Rep | Advising on securities | 2019-08-02 | 2022-01-14 | Rep | Dealing in securities | 2019-08-02 | 2022-01-14 | Rep | Advising on securities | 2024-02-01 | Rep | Dealing in securities | 2024-02-01 |
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