Ngai, Wui Tung 倪滙東
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2014-11-26 | 2018-08-31 | Rep | Dealing in securities | 2014-11-26 | 2018-08-31 | Rep | Advising on corporate finance | 2015-05-14 | 2018-08-31 |
| 2 | Lego Corporate Finance Limited | Rep | Advising on corporate finance | 2021-04-15 | 2021-06-30 | RO | Advising on corporate finance | 2021-06-30 |
| 3 | Lego Securities Limited | Rep | Dealing in securities | 2021-04-15 | |
| 4 | Pine Peak Corporate Finance Limited | Rep | Advising on corporate finance | 2018-09-24 | 2018-11-19 | Rep | Dealing in securities | 2018-09-24 | 2021-03-20 | RO | Advising on corporate finance | 2018-11-19 | 2021-03-20 |
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