Chang, Cheng Yao 張承堯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIRST SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2019-11-19 | |
| 2 | Interactive Brokers Hong Kong Limited | Rep | Dealing in securities | 2016-04-07 | 2018-02-16 | Rep | Dealing in futures contracts | 2016-05-11 | 2018-02-16 | Rep | Leveraged foreign exchange trading | 2016-08-16 | 2018-02-16 |
| 3 | KGI ASIA LIMITED | Rep | Advising on securities | 2014-11-27 | 2015-08-10 | Rep | Dealing in securities | 2014-11-27 | 2015-08-10 |
| 4 | KGI CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2015-08-21 | 2015-11-19 | Rep | Dealing in securities | 2015-08-21 | 2015-11-19 |
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