Chua, Hei Tung 蔡曦桐
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2014-11-27 | 2015-09-26 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 2018-10-03 | 2019-05-30 | DBS VICKERS (HONG KONG) LIMITED | Rep | 2019-07-08 | 2021-10-15 |
| 2 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Asset management | 2018-10-03 | 2019-05-30 |
| 3 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2014-11-27 | 2015-09-26 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 2016-07-29 | 2017-07-24 | CITIC Securities Futures (HK) Limited | Rep | 2022-05-10 |
| 4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-11-27 | 2015-09-26 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 2015-10-20 | 2017-07-24 | SPDB International Capital Limited | Rep | 2017-09-15 | 2018-09-17 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 2018-10-03 | 2019-05-30 | DBS VICKERS (HONG KONG) LIMITED | Rep | 2019-07-08 | 2022-04-19 | CITIC Securities Brokerage (HK) Limited | Rep | 2022-05-10 |
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