Liu, Yan (SFC:BAC176) 劉艷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOOMING ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2019-02-13 | RO | Asset management | 2019-02-13 | RO | Dealing in securities | 2023-02-02 |
| 2 | China Everbright Investment Management Limited | Rep | Advising on securities | 2014-12-01 | 2015-09-21 | Rep | Asset management | 2014-12-01 | 2015-09-21 |
| 3 | VISION FINANCE ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2016-02-15 | 2017-03-09 | Rep | Asset management | 2016-02-15 | 2017-03-09 | RO | Advising on securities | 2017-03-09 | 2019-01-15 | RO | Asset management | 2017-03-09 | 2019-01-15 |
| 4 | VISION FINANCE INTERNATIONAL COMPANY LIMITED | Rep | Advising on corporate finance | 2017-11-23 | 2019-01-15 | Rep | Dealing in securities | 2017-11-23 | 2019-01-15 |
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