Tong, Hang Yan 湯恆恩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2014-12-02 | 2016-03-30 |
| 2 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2014-12-02 | 2016-03-30 |
| 3 | FOUNDER FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2016-07-07 | 2020-03-21 |
| 4 | FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2016-04-07 | 2020-03-21 |
| 5 | GOING INTERNATIONAL (HK) FINANCIAL GROUP LIMITED | Rep | Advising on futures contracts | 2021-10-25 | 2024-01-23 | Rep | Dealing in futures contracts | 2021-10-25 | 2024-01-23 | RO | Dealing in securities | 2022-06-30 | RO | Advising on securities | 2023-10-10 | Rep | Asset management | 2023-10-10 | 2023-11-23 | RO | Advising on futures contracts | 2024-01-23 | RO | Dealing in futures contracts | 2024-01-23 |
| 6 | Kaisa Asset Management Limited | Rep | Advising on securities | 2020-04-27 | 2021-09-17 | Rep | Asset management | 2020-09-24 | 2021-09-17 |
| 7 | Kaisa Financial Group Company Limited | Rep | Dealing in securities | 2020-03-26 | 2021-09-17 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy