Carter, Damon (SFC:BEO225)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2014-12-02 | 2014-12-10 | Rep | Dealing in securities | 2016-01-26 | 2016-02-03 | Rep | Dealing in securities | 2016-11-18 | 2016-11-25 | Rep | Dealing in futures contracts | 2017-11-03 | 2018-01-29 | Rep | Dealing in securities | 2017-11-03 | 2018-01-29 | RO | Dealing in futures contracts | 2018-01-29 | RO | Dealing in securities | 2018-01-29 |
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