Carter, Damon (SFC:BEO225)

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Daiwa Capital Markets Hong Kong Limited Rep Dealing in futures contracts 2017-11-03 2018-01-29
Daiwa Capital Markets Hong Kong Limited RO 2018-01-29
2 Daiwa Capital Markets Hong Kong Limited Rep Dealing in securities 2014-12-02 2014-12-10
Daiwa Capital Markets Hong Kong Limited Rep 2016-01-26 2016-02-03
Daiwa Capital Markets Hong Kong Limited Rep 2016-11-18 2016-11-25
Daiwa Capital Markets Hong Kong Limited Rep 2017-11-03 2018-01-29
Daiwa Capital Markets Hong Kong Limited RO 2018-01-29

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