Guo, Xinxin 過欣欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Beevest Fortune Asset Management Limited | Rep | Advising on securities | 2021-05-07 | 2021-10-13 | Rep | Asset management | 2021-05-07 | 2021-10-13 |
| 2 | BETA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2019-06-04 | 2020-12-14 | Rep | Advising on securities | 2020-06-09 | 2020-12-14 |
| 3 | Dongxing Securities (Hong Kong) Asset Management Company Limited | Rep | Advising on securities | 2017-03-13 | 2017-10-18 | Rep | Asset management | 2017-03-13 | 2017-10-18 |
| 4 | Dongxing Securities (Hong Kong) Company Limited | Rep | Advising on corporate finance | 2016-11-02 | 2017-02-09 | Rep | Dealing in securities | 2016-11-02 | 2017-02-09 |
| 5 | Plouton Asset Management Limited | RO | Asset management | 2021-10-27 | 2023-05-09 |
| 6 | Qogir (Hong Kong) Limited | Rep | Asset management | 2023-05-10 | 2023-05-22 | RO | Advising on securities | 2023-05-22 | RO | Asset management | 2023-05-22 | RO | Dealing in securities | 2023-05-22 |
| 7 | Shang International Finance Limited | Rep | Advising on corporate finance | 2014-12-02 | 2016-08-31 | Rep | Advising on securities | 2014-12-02 | 2016-08-31 | Rep | Dealing in securities | 2014-12-02 | 2016-08-31 |
| 8 | Wonderland International Asset Management Limited | Rep | Asset management | 2017-12-13 | 2020-12-14 |
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