Li, Wenxin (SFC:BOR554) 李文昕
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2022-02-28 | Rep | Dealing in securities | 2022-02-28 |
| 2 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2022-02-28 | |
| 3 | Glory Sun Securities Limited | Rep | Advising on corporate finance | 2019-08-13 | 2021-11-09 |
| 4 | Soochow Securities International Capital Limited | Rep | Advising on corporate finance | 2021-12-08 | 2021-12-17 |
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