Okazaki, Shin
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2014-12-04 | 2014-12-09 | Rep | Dealing in securities | 2015-02-11 | 2015-02-14 | Rep | Dealing in securities | 2015-06-23 | 2015-06-27 |
| 2 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2016-10-05 | 2023-03-13 |
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