Ng, Wai Kit (SFC:ABW873) 伍偉傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Antai Securities Limited | Rep | Advising on securities | 2022-05-12 | 2022-06-08 | Rep | Asset management | 2022-05-12 | 2022-06-08 | Rep | Dealing in securities | 2022-05-12 | 2022-06-08 | RO | Advising on securities | 2022-06-08 | 2023-03-13 | RO | Asset management | 2022-06-08 | 2023-03-13 | RO | Dealing in securities | 2022-06-08 | 2023-03-13 |
| 2 | CENTRAL WEALTH ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2019-08-14 | 2022-04-29 | Rep | Asset management | 2019-08-14 | 2022-04-29 |
| 3 | CENTRAL WEALTH SECURITIES INVESTMENT LIMITED | Rep | Dealing in securities | 2019-08-14 | 2022-04-29 |
| 4 | UCAP Securities (HK) Limited | Rep | Advising on securities | 2023-08-29 | 2023-09-11 | Rep | Asset management | 2023-08-29 | 2023-09-11 | Rep | Dealing in securities | 2023-08-29 | 2023-09-11 | RO | Advising on securities | 2023-09-11 | RO | Asset management | 2023-09-11 | RO | Dealing in securities | 2023-09-11 |
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