Chow, Suk Yan 周淑恩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Innovest Asset Management Limited | Rep | Advising on securities | 2019-08-14 | 2020-06-26 |
| 2 | Innovest Securities Investment Limited | Rep | Dealing in securities | 2019-08-14 | 2020-06-26 |
| 3 | Safari Asia Limited | Rep | Advising on securities | 2022-06-29 | 2023-04-24 | Rep | Asset management | 2022-06-29 | 2023-04-24 | Rep | Dealing in securities | 2022-06-29 | 2023-04-24 |
| 4 | WRise Wealth Management (Hong Kong) Limited | Rep | Advising on securities | 2023-06-06 | Rep | Asset management | 2023-06-06 | Rep | Dealing in securities | 2023-06-06 |
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