Lam, Yuen Ho (SFC:BOS276) 林元浩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CATHAY SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2020-11-18 | 2023-05-01 | Rep | Dealing in securities | 2020-11-18 | 2023-05-01 |
| 2 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2023-05-08 | |
| 3 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2019-08-19 | 2020-11-06 | Rep | Dealing in securities | 2019-08-19 | 2020-11-06 |
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