Shi, Dai (SFC:BEQ696) 時代
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2014-12-11 | 2015-01-17 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on corporate finance | 2021-11-19 | 2021-12-29 | Rep | Dealing in securities | 2021-12-13 | RO | Advising on corporate finance | 2021-12-29 |
| 3 | China Securities (International) Corporate Finance Company Limited | Rep | Advising on corporate finance | 2015-02-12 | 2019-05-02 | Rep | Dealing in securities | 2015-02-12 | 2019-05-02 |
| 4 | Mont Avenir Capital Limited | Rep | Advising on corporate finance | 2019-08-06 | 2020-03-03 | RO | Advising on corporate finance | 2020-03-03 | 2021-10-26 | Rep | Dealing in securities | 2020-05-26 | 2021-03-09 | RO | Dealing in securities | 2021-03-09 | 2021-09-09 |
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