Ng, Ting Cheong 吳定昌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2018-01-08 | 2018-09-02 |
| 2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2018-05-17 | 2018-09-02 |
| 3 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2014-12-11 | 2015-05-01 |
| 4 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2017-09-15 | 2018-09-02 |
| 5 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2017-09-15 | 2018-09-02 |
| 6 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2017-11-23 | 2018-09-02 |
| 7 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-07-09 | 2017-09-04 |
| 8 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2015-07-09 | 2017-09-04 |
| 9 | Lee Kee Store Company Limited | Rep | Dealing in futures contracts | 2015-06-24 | 2015-07-03 |
| 10 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2018-09-19 | 2020-03-31 | Rep | Dealing in securities | 2018-09-19 | 2020-03-31 |
| 11 | SunPlus Capital Limited | RO | Advising on securities | 2020-09-08 | 2021-11-29 | RO | Asset management | 2020-09-08 | 2021-11-29 |
| 12 | UNITED ZONE INVESTMENT LIMITED | RO | Advising on securities | 2022-03-01 | 2024-05-03 | RO | Asset management | 2022-03-01 | 2024-05-03 | RO | Dealing in futures contracts | 2022-03-01 | 2024-05-03 | RO | Dealing in securities | 2022-03-01 | 2024-05-03 |
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