Shum, Ching Leung 沈政良
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Foundation Asset Management (HK) Limited | Rep | Advising on securities | 2020-02-11 | 2020-07-06 | Rep | Asset management | 2020-02-11 | 2020-07-06 |
| 2 | Innovest Asset Management Limited | Rep | Advising on securities | 2019-08-22 | 2020-01-17 | Rep | Asset management | 2019-08-22 | 2020-01-17 |
| 3 | Innovest Securities Investment Limited | Rep | Dealing in securities | 2019-08-22 | 2020-01-17 |
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