Li, Hongxian 李洪先
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Foundation Asset Management (HK) Limited | RO | Advising on securities | 2019-08-23 | 2020-02-06 | RO | Asset management | 2019-08-23 | 2020-02-06 |
| 2 | SPDB International Securities Limited | Rep | Advising on securities | 2020-08-07 | 2021-03-02 | Rep | Dealing in securities | 2020-08-07 | 2021-03-02 | RO | Advising on securities | 2021-03-02 | 2022-12-05 | RO | Dealing in securities | 2021-03-02 | 2022-12-05 |
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