Wang, Yu (SFC:BER242) 王玉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI RESEARCH LIMITED | Rep | Advising on securities | 2014-12-15 | 2017-01-13 |
| 2 | China Universal Asset Management (Hong Kong) Company Limited | Rep | Advising on securities | 2019-10-28 | 2021-10-07 | Rep | Asset management | 2019-10-28 | 2021-10-07 |
| 3 | CMS ASSET MANAGEMENT (HK) CO., LIMITED | Rep | Advising on securities | 2018-09-18 | 2019-08-12 | Rep | Asset management | 2018-09-18 | 2019-08-12 |
| 4 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on securities | 2017-01-16 | 2018-08-11 |
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