Sun, Jia (SFC:BEQ540) 孫佳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2014-12-15 | 2015-02-23 | Rep | Dealing in securities | 2015-04-24 | 2015-11-01 |
| 2 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2014-12-15 | 2015-02-23 | Rep | Dealing in futures contracts | 2015-04-24 | 2015-11-01 |
| 3 | CLSA FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-02-25 | 2015-04-23 |
| 4 | CLSA LIMITED | Rep | Dealing in securities | 2015-02-25 | 2015-04-23 |
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