Cao, Yu (SFC:BOS198) 曹裕
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HTF Securities Limited | Rep | Advising on securities | 2019-08-30 | 2022-09-05 | Rep | Asset management | 2019-08-30 | 2022-09-05 | Rep | Dealing in securities | 2019-08-30 | 2022-09-05 |
| 2 | Roofer Asset Management Limited | Rep | Asset management | 2023-10-19 | |
| 3 | ROOFER SECURITIES LIMITED | Rep | Advising on securities | 2023-10-11 | Rep | Dealing in securities | 2023-10-11 | 2024-04-10 | RO | Dealing in securities | 2024-04-10 |
| 4 | ZHESHANG INTERNATIONAL FINANCIAL HOLDINGS CO., LIMITED | Rep | Advising on securities | 2022-10-06 | 2023-07-01 | Rep | Dealing in securities | 2022-10-06 | 2023-07-01 |
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